Humans rely on a number of senses (sight, hearing, touch, smell, and taste) to get information about their surroundings.  For quite some time humans have used many tools to extend their natural senses.

To see the very small, traditional microscopes such as the Optical Microscopes and Electron microscopes were used to extend our sense of sight at the microscopic size scale.  A Scanning Probe Microscope (SPM) unlike optical and electron microscopes "feels" the surface of a sample instead of "looking" at the sample with light waves or electrons.  The power of SPMs is in their versatility.  By changing the nature of the mechanical tip and the detection scheme used, surface topography as well as properties can be investigated at the microscopic and nanoscopic scale.

Scanning Tunneling Microscope (STM)

Schematic showing configuration of various detection components of STM (not to scale).

This powerful technique provide atomic-resolution images of a material's surface.  It relies on a quantum mechanical effect known as tunneling.  When the atoms on the tip and the atoms on the surface are placed in close proximity, electrons can travel between them even if they do not have sufficient energy to jump between them.  Because this technique is dependent on the detection of tunneling electrons, it is mostly applicable to electrically conducting materials.

Atomic Force Microscope (AFM)

Schematic showing configuration of various detection components of AFM (not to scale).

Most materials can be investigated by this technique because, regardless of the material, a repulsive force results when the tip and the surface is nudged closed enough together.  This is because the outer part of all atoms making up the substances around us consist of clouds of electrons.
 

Probes

All microscopes in this family use a sharp mechanical tip (probe) to “feel” the surface of the sample by detecting the forces acting between the tip and the sample surface or the amount of tunneling current flowing between them. 

STM Tips

Sharp metallic tips are required for the STM technique.  Common materials used for making these tips are tungsten and platinum/iridium alloys.  Tungsten wires are etched electrochemically in a solution of potassium hydroxide (KOH).  The platinum/iridium tips are also electrochemically etched, but within a solution of potassium chloride (KCl).
 
 

A very sharp tip can be made because electrical fields are more intense at sharp edges of objects.  As a result, etching chemicals preferentially migrate to these areas to further erode the wire into a tip.
 

AFM Tips and Cantilever

The tips are commonly fabricated from silicon, silicon nitride or diamond (for hardness testing only) and are left bare or coated with a special material (metal for EFM and rare-earth boride for MFM) to suit a particular application. The tip is mounted on a thin cantilever whose deflections provide a measure of the interaction. forces.

Currently commercially available AFM tips are microfabricated in three geometries, namely: (1) conical, (2) tetrahedral, and (3) pyramidal.  Conical tips can be made sharp with a high aspect ratio (the ratio of tip length to tip diameter) making them especially useful for imaging features that are deep and narrow.  Conical tips with diameters of 5 nm have been made, but they are easily broken.  The pyramidal and tetrahedral tips have lower aspect ratios with tip diameter ranging 10nm to 50 nm.  These latter tip configurations are duller, but more durable.

The first step in the fabrication of an AFM tip is the etching of a single-crystal silicon wafter with specific crystalline orientation.  This results in the forming of square pyramidal tips with characteristic angles.
 
 


Steps used in fabricating pyramidal AFM tip and cantilever.
 

Cantilevers are usually fabricated as triangles or straight.  During their use in the instruments, small deflections are normally used, so the forces measured obey Hooke's Law:

 

In the above relation, the force is F (Newtons), the spring constant for the cantilever is k (Newtons/meter) and the deflection is z (meter).

The spring constant (k) of the cantilever is strongly dependent on its physical dimensions (i.e., width - w, length - l, thickness - t) and the elasticity of material (Modulus of Elasticity - E) that it is composed of.

The spring constant for the triangular cantilever  is approximately expressed by:

 

For the straight cantilevers the spring constant can be estimated by:


 
 


 

Electron microscopy image of an AFM tip mounted on a cantilever.

Scanner

At present no mechanical motors can achieve precise, reproducible movement at the atomic scale.  The scanning probe microscopes utilize the phenomenon of piezoelectricity to move the tips relative to the sample surface, at the atomic sized scale.  A scanner fabricated from ceramic, piezoelectric component, typically made from sintered ceramic lead zirconium titanate (PZT), is used to move the probe and the sample relative to each other in all three (x, y, z) directions.  An electrical voltage is applied to the piezoelectric to make the scanner mechanically expand on contract.  The typical expansion coefficient for piezoelectric components range from 0.1 nm / Volt up to 300 nm / Volt.

As a result of these mechanical movements, the tip can be rastered over the sample, as shown schematically below.

 

As the tip is rastered over the sample surface, the lateral (x, y) location and the height or property value at that position (z) is recorded.  Once the z-profile for each of the raster lines are put together, an image of the surface can be constructed and visualized.

STM rastering to form an image of silicon atoms on a surface.

Rapid advances in the engineering of piezoelectric components permitted the development of the SPM.

STM detection scheme

The detectable electrical currents resulting from the tunneling of electrons between the tip and the surface are about several nanoamperes (nA). 

 

The atomic scale lateral resolution of the STM is made possible by the rapid change of current between an individual atom on the tip and atoms on the sample surface as a function of their vertical separation.  This behavior is illustrated by the graph below.

 

Exponential dependence of tunneling current as a function of the separation between the tip and the sample surface.

The expression below quantitatively models this behavior:

where Itunneling is the tunneling current, Vbias is the bias voltage applied between the tip and the sample,  f  is the workfunction (the energy necessary to extract an electron) of the sample surface, and d is the distance separating the tip and the surface.  The constants G and k are dependent on the configurations of the intrument.

AFM detection scheme

Many schemes, such as interferometry, capacitance, piezoresistivity etc. developed to detect the deflection of the tip by the sample surface, have been described by Sarid (1994). 

The beam deflection technique which uses a laser, mirror, and a detector made from a set of photodiodes is currently the most widespread technique and is used in most commercially available units to detect the minute movement of the cantilever with sub-angstrom resolution. 

A red laser, generated by a solid state photodiode, with wavelength near 625 nm is typically used for detecting the vertical and lateral movements of the AFM cantilever. 

A position-sensitive photodetector (PSPD) used to measure the displacement of the laser beam reflected by the cantilever as the probe interacts with the sample surface is either a two-section or four-section detector.  In the former configuration (used by AFM, MFM, FM-AFM), only the vertical displacement is measured, whereas the latter (used by LFM) can detect the horizontal and vertical displacement of the laser.  The commercially available PSPDs can measure displacements of light as small as 1 nm.  However, the optical configuration of the AFM allows a mechanical amplification of laser displacement resulting in sub-Angstrom (< .1 nm) detection of the cantilever's vertical movement.  This amplification is proportional to the ratio of the laser's path length between the cantilever and the PSPD and the length of the cantilever itself.     

Typical signals detected as the laser, transverses two sections of the PSPD vertically.

Signal sum used to optimize alignment of laser, cantilever, mirror, and PSPD to obtain maximum laser intensity.

Signal difference between the two PSPD sections to align optical components to maximize detectibility of vertical movements by cantilever.

Based on the signal detected by the PSPD and the spring constant of the cantilever, a force-curve can be constructed to determine the distance separating the tip from the sample surface and the magnitude and nature (attractive or repulsive) of the forces interacting between them.

Force-curve above shows the distance separating the tip and the sample surface and the nature and magnitude of the interacting forces.  The red line shows the forces as the tip approach the surface and the blue line shows how the force varies as the tip is retracted.  Note the tip in the blue line due to temporary adhesion to the surface.

In a typical force microscope, cantilever deflections ranging from 0.1 Angstrom to a few micrometers are measured and the typical forces range from 10-13 to 10-5 Newtons.  There are a variety of forces in Force Microscopy that one should pay attention to, for example: a) Pauli repulsion and ionic repulsion which are very short range and negligible beyond about 1nm, b) Van der Waals force that are forces between electric dipoles and quite long ranged being significant up to 10 nm, c) Capillary forces, and d) magnetic and electrostatic forces. 
 

An actual force-curve from an AFM instrument.  The force between the tip and the surface changes with their separation distance.  The two lines trace the force felt as the tip approaches the surface and as the tip is retracted from the surface.  The dip on the retracting curve is due to adhesion to the surface. 
 

Feedback


STM

In the STM's constant height mode, which is often used for small scans and fast scanning, the sample is scanned without feedback and the variation of tunneling current is monitored.  

When the STM is operated in the constant current mode, a feedback system that controls the vertical position of the tip allows one to maintain a constant tip current of a few nanoamperes while the tip is rastered over the sample surface in the xy plane.   

AFM

In the AFM's constant height mode, which is often used for small scans and fast scanning, the sample is scanned without feedback and the variation in the deflection of the cantilever is monitored.  

When the AFM is operated in the constant force mode, a feedback system that controls the vertical position of the tip allows one to maintain a constant cantilever deflection as the tip interacts with the sample surface while being scanned in the xy plane.   
 

 


 
 


 
 

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